Auditing

Auditing support from RRBP Advisors for documentation, compliance and advisory execution.

Auditing

Audit and assurance support for entities that need disciplined review, documentation and compliance confidence.

Statutory Audit

Financial statement review
Audit documentation support
Regulatory compliance coordination

Internal Audit

Internal control review
Process and risk checks
Management reporting

Compliance Audit

Tax, corporate and regulatory audit support
Checklist-based review
Follow-up documentation

Scope of work

Internal audit, certification and periodic compliance management for IFSC entities, run against IFSCA circulars and directions rather than a generic checklist.

Internal audit & certification

Internal audits of IFSC entities across functions
Issuance of net worth certificates
Mandatory statutory certifications for IFSC entities
Management letters and remediation tracking

CMI compliance audit

IFSCA Capital Market Intermediaries compliance audit
Broker-dealers, investment advisers, research analysts and distributors
Periodic audit reports and submission to IFSCA
Gap assessment against IFSCA circulars

AML, CFT & KYC

AML and CFT framework audit against IFSCA guidelines and the PMLA
KYC and customer due-diligence testing
Risk categorisation and sanctions screening review
FIU-IND registration and STR/CTR reporting support

Exchange and portal coverage: India INX · NSE IFSC · IIBX · SEZ Online · ICEGATE · IFSCA reporting portals · FIU-IND FINnet.